Tag: Compliance technology

Document management specialist M-Files has unveiled three new industry-specific applications: M-Files for Tax Advisory, M-Files for Quality, and M-Files for Contracts. This marks a...

A global payments processor operating across more than 200 countries and territories has overhauled its compliance and financial crime operations by deploying SymphonyAI's cloud-native...

The risk-based approach (RBA) has been a cornerstone of anti-money laundering (AML) compliance. Yet, the RBA has largely been deployed as a static governance...

Tax document management software has become a fixture across accounting and advisory firms and yet operational friction stubbornly persists. According to M-Files, the reason is...

Behavox has announced that Mizuho Securities — the securities arm of Japan's Mizuho Financial Group — has gone live with its Quantum AI platform...

Funds have become a cornerstone of modern investing — but they are quietly creating a growing blind spot in employee trading controls, one that...

Global regulatory compliance is the continuous process of ensuring a business meets the legal, regulatory, and operational requirements of every market in which it...

Napier AI has outlined how financial institutions can confidently adopt artificial intelligence in anti-money laundering (AML) operations whilst remaining compliant under Financial Conduct Authority...

The US Securities and Exchange Commission (SEC) has settled with a Florida-based investment manager over fraud and misleading investor disclosures, serving as a stark...

Sanctions compliance has entered a new era. A recent webinar hosted by IMTF alongside the Association of Certified Sanctions Specialists (ACSS), titled "A New...