Tag: Compliance technology

Financial institutions can no longer debate whether to replace ageing financial crime compliance systems, only when and how, according to a new buyer's guide...

Comply Exchange, a RegTech firm specialising in tax compliance, withholding and IRS form management, has secured SOC 2 compliance, a move that signals to...

Key Global WealthTech investment stats in Q2 2026: Global WealthTech funding dropped 67% YoY in Q2 US companies secured half of the top 10...

Regulatory change has become a constant challenge for financial institutions, with firms facing an ever-growing volume of new rules, updates and supervisory expectations across...

How do you build a compliance function that can keep pace with a business that refuses to stand still? That was the question at...

For most firms, reporting season ends the moment the file lands with the tax authority. The submission is made, the pressure lifts, and attention...

Bank compliance teams are being tested by a regulatory environment that is shifting faster than many can keep pace with. Artificial intelligence governance, operational...

For decades, passing a US anti-money laundering (AML) audit meant proving a programme existed. Write the policies, appoint the officer, train the staff, complete...

False positives are an inescapable feature of know-your-business (KYB) screening. When a compliance team runs a company and its ultimate beneficial owners (UBOs) against...

The compliance landscape for regulated financial services firms has shifted considerably in recent years. Regulators are no longer willing to accept that enhanced due...