Tag: Compliance technology

In a move to modernize AML/CFT frameworks, the U.S. Department of the Treasury's FinCEN has unveiled a proposal under the Anti-Money Laundering Act of 2020.

In the complex landscape of financial regulation, compliance managers play a pivotal role, often finding themselves at the forefront of critical challenges.

Compliance search and discovery across unified communications platforms present substantial challenges. Those tasked with governance responsibilities, such as audits, investigations, and e-discovery, find themselves grappling with the complexities and sheer volume of modern communications.

Key US RegTech investment stats in Q2 2024: US RegTech investments grew by 15% as larger deals increase due to increasing regulatory complexity and...

Sedric AI, a leading innovator in AI-driven compliance solutions for financial institutions, announced today that it has successfully secured $18.5m in Series A funding.

The US Treasury's recent initiative to solicit public insights on Artificial Intelligence (AI) in the financial sector underscores a pivotal moment for regulatory evolution.

In the financial regulatory landscape, understanding and adhering to FINRA's Rule 2090, commonly known as the KYC rule, is crucial for brokerage firms.

NICE Actimize has unveiled SURVEIL-X Behavior, the latest addition to its comprehensive SURVEIL-X Holistic Employee Conduct Surveillance suite.

In the financial services sector, tracking employee compliance such as licensing, registrations, and continuing education is a complex task.

iDenfy, a Lithuania-based software provider, specializes in identity verification and fraud prevention. Established with a commitment to technological innovation, iDenfy recently announced its new...