Tag: Compliance technology

US investment managers expecting a more relaxed regulatory environment in 2026 may need to reconsider. Regulatory scrutiny remains focused on investor protection, fiduciary responsibilities...

For organisations operating in the Philippines, registration with the Anti-Money Laundering Council (AMLC) is more than an administrative requirement. It marks the beginning of...

Curvestone AI, an artificial intelligence-powered compliance platform for regulated financial services, has partnered with Connect for Intermediaries to introduce automated compliance reviews across the...

Key US WealthTech investment stats in Q3 2026: US WealthTech funding hit five-quarter high in Q3 after capital invested doubled YoY Average deal value...

Key global FinTech investment stats in H1 2026: Global FinTech funding grew 14% YoY US companies secured half of all deals in H1 to...

MCO (MyComplianceOffice), a compliance management software specialist serving financial institutions, has named John Schobel as president. The hire gives the company a seasoned RegTech...

Key European WealthTech investment stats in Q2 2026: European WealthTech deal activity dropped 21% YoY in Q2 UK retained its position as the main...

Due diligence questionnaires exist to help firms assess the risks tied to counterparties, service providers and other third parties. But completing one is only...

Casino compliance teams working in anti-money laundering (AML) hardly need reminding that failures in this area can prove costly. The Venetian's recent $7.2m settlement,...

Financial crime does not wait to be listed. Money laundering, corruption, human trafficking and fraud can attach themselves to a customer, supplier or counterparty...