Tag: Compliance technology

For decades, passing a US anti-money laundering (AML) audit meant proving a programme existed. Write the policies, appoint the officer, train the staff, complete...

False positives are an inescapable feature of know-your-business (KYB) screening. When a compliance team runs a company and its ultimate beneficial owners (UBOs) against...

The compliance landscape for regulated financial services firms has shifted considerably in recent years. Regulators are no longer willing to accept that enhanced due...

Britain's financial firms have built their operations on a foundation of interconnected technology and outsourced services. That architecture has delivered speed and scale, but...

Smarsh, a global leader in digital communications compliance and intelligence, has announced significant results from its multi-year strategic collaboration agreement with Amazon Web Services...

Compliance technology has long been treated as the exclusive preserve of large financial institutions, but that assumption is rapidly becoming outdated. KYCP's managed service...

The volume of marketing content flowing through financial services firms has reached a tipping point. Compliance teams, already stretched thin, are now contending with...

Sanctions compliance has never been a single, unified discipline, yet much of the technology built to support it has treated it as if it...

Traditional know-your-customer compliance is no longer struggling to keep pace. It is collapsing under the weight of its own limitations. Rising regulatory demands, increasingly...

For investment managers operating across multiple jurisdictions, FATCA and CRS reporting is rarely as straightforward as simply delegating the work to a fund administrator....