Tag: Compliance technology

Compliance teams are spending more, automating faster and stretching across more borders than ever, yet many remain unprepared for the risks reshaping financial markets,...

A politically exposed persons check (PEP check) sits among the most consequential controls in any AML compliance programme. Done well, it surfaces elevated risk...

The rapid adoption of generative and agentic AI is forcing financial services firms to reconsider whether traditional information barriers remain effective in a world...

Firms handling cross-border payments face mounting pressure to keep payee documentation accurate, and according to compliance specialist Comply Exchange, affidavits of unchanged status are...

Electronification is gathering pace across capital markets, and with it the proliferation of trading venues, from DLT-based platforms to crypto exchanges. But this progress...

Financial services firms are becoming larger, more complex and increasingly interconnected, but that does not necessarily mean their compliance technology should follow the same...

Key global FinTech investment stats in Q2 2026: Global FinTech investments grew 34% YoY in Q2 US companies secured three of the top 10...

Professional services firms adopting AI agents may be approaching the technology with the wrong mindset, according to TAINA Technology’s Rich Kent, who argues that...

Red Oak, a compliance technology provider for financial services firms, has launched its Ad Review to 4U Connector, an integration designed to remove the...

StarCompliance, a leading provider of compliance technology for employees and firms, has overhauled its executive bench with two external hires and two internal promotions...