Tag: Compliance technology

Electronification is gathering pace across capital markets, and with it the proliferation of trading venues, from DLT-based platforms to crypto exchanges. But this progress...

Financial services firms are becoming larger, more complex and increasingly interconnected, but that does not necessarily mean their compliance technology should follow the same...

Key global FinTech investment stats in Q2 2026: Global FinTech investments grew 34% YoY in Q2 US companies secured three of the top 10...

Professional services firms adopting AI agents may be approaching the technology with the wrong mindset, according to TAINA Technology’s Rich Kent, who argues that...

Red Oak, a compliance technology provider for financial services firms, has launched its Ad Review to 4U Connector, an integration designed to remove the...

StarCompliance, a leading provider of compliance technology for employees and firms, has overhauled its executive bench with two external hires and two internal promotions...

Financial institutions can no longer debate whether to replace ageing financial crime compliance systems, only when and how, according to a new buyer's guide...

Comply Exchange, a RegTech firm specialising in tax compliance, withholding and IRS form management, has secured SOC 2 compliance, a move that signals to...

Key Global WealthTech investment stats in Q2 2026: Global WealthTech funding dropped 67% YoY in Q2 US companies secured half of the top 10...

Regulatory change has become a constant challenge for financial institutions, with firms facing an ever-growing volume of new rules, updates and supervisory expectations across...