Tag: Compliance

Steering committees help firms guide a body on a project from start to end, but what are they? Diligent has taken a look into the steering committee, what it is, the challenges it faces and the best practices.

With the rising level of money laundering regulations and fines, firms need to know what their requirements are. Electronic IDentification has released a report examining the AML Directives.

As an industry that is constantly bringing in new customers and transactions, the casino sector is a key target for criminals and money launderers, claims Alessa.

ORX, a global association of operational risk professionals, has launched the world’s first industry-wide Controls Library for operational risk.

Berlin-based GreenTrade has reportedly closed its pre-seed round, as it builds its blockchain-based marketplace for carbon credits and impact claims.

LexisNexis Risk Solutions will help Darlington Building Society onboard customers and bolster financial crime prevention and compliance screening.

Hawk:AI, which offers anti-money laundering surveillance technology, has partnered with KYC and customer onboarding company Ondato.

Financial crime detection company Symphony AyasdiAI has rebranded to SymphonyAI Sensa, following a strong period of growth and a recent acquisition.

Five US investment bank giants are reportedly faced with $1bn in fines for failing to monitor employees using unauthorised messaging apps.

NICE Actimize’s market surveillance technology has been tapped by UK-based multi-asset broker Olivetree Financial, to support its financial crime strategy.