Tag: Compliance

The US Federal Reserve Board has issued the final guidelines that establish a transparent, risk-based and consistent set of factors for Reserve Banks to use when reviewing requests to access Federal Reserve accounts and payment services.

Trade surveillance and market risk solution developer Eventus will provide AirCarbon Exchange with its technology as part of a new partnership.

Australia-based Biza.io, which offers Consumer Data Right (CDR) solutions, has reportedly raised $7.5m in its Series A funding round.

Identity verification platform FACEKI has reportedly closed its seed round on an undisclosed amount.

With the UK’s FCA having released its final guidance on Consumer Duty proposals, firms have been given new requirements they must meet.  

The United Nations Conference on Trade and Development (UNCTAD) has called for the halt of crypto rising in developing countries.

With regulations continuously changing, there are always new challenges to overcome. To help firms stay on top, Diligent has outlined the five elements that make an effective compliance program.

Drata, a continuous security and compliance automation platform, has netted $200m in a Series C funding round.  

Fortress Blockchain Technologies has closed its seed round on $22.5m, which was led by Ayon Capital.

Apex Group, a global financial services provider, has expanded its Global Compliance Solutions, which are designed for the Singapore market.