Tag: Compliance

Local payments infrastructure provider PPRO has established a strategic partnership with Sentinels to improve its own anti-money laundering (AML) controls.

The European Securities and Markets Authority (ESMA) has fined trade repository UnaVista for alleged breaches of the European Market Infrastructure Regulation (EMIR).

The UK Financial Conduct Authority (FCA) has issued a new strategy that is designed to improve the confidence consumers have to invest, with more regulations likely.

The UK’s Financial Conduct Authority (FCA) and The Pensions Regulator (TRP) have issued a joint discussion paper based around building a common framework for measuring value for money (VPM) in defined contribution pension schemes.

Relyance AI has launched out of stealth as it hopes to help businesses improve the transparency and visibility of their data to ensure compliance is being met.

Identity infrastructure company Persona is the latest RegTech company to join the coveted unicorn status, after its Series C puts its valuation at $1.5bn.

Private AI, which has created privacy-preserving machine learning and natural language processing technology, has closed its seed round on $3.15m.

Satori, which cites itself as the world’s first DataSecOps platform, has closed its Series A round on $20m.

Compliance automation solution Strike Graph has netted $8m in its Series A funding round, which was led by Venture Partners.

A recent report by Clausematch has examined what have been the key developments since the US Department of Justice (DOJ) updated its compliance guidance for 2020.