Tag: Compliance

Compliance technology provider ThetaRay has launched SONAR, a financial crime prevention solution for cross-border payments.

Collaboration security and compliance company Theta Lake has received compliance recording certification from Microsoft Teams.

The UK’s Financial Conduct Authority (FCA) has sent over 4,000 staff on cybersecurity training to help combat online threats.

Libryo, which helps companies understand the laws in their local jurisdictions, has closed a £1.35m funding round.

Bank of America has reportedly agreed to pay $75m in the settlement of a lawsuit, which accuses the bank of extracting overdraft fees it didn’t earn from customers with savings and checking accounts.

Having raised its largest round of funding yet amidst the pandemic, TAINA is now ramping up its international expansion plans.

FundApps, which provides solutions to automate regulatory compliance, has reportedly collected fresh funding from Scottish Equity Partners.

Workforce management company Legion has closed its Series C funding round on $55m, just nine months after it closed its Series B.

From insider trading and market manipulation to bribery, corruption as well as money laundering, detecting suspicious activity has become a top priority for financial firms, making it imperative to have a robust compliance surveillance solution in place, according to Relativity Trace general manager Jordan Domash.

The European Securities and Markets Authority (ESMA) has updated its questions and answers on the Prospectus Regulation.