Tag: Compliance

The US Securities and Exchange Commission (SEC) has reportedly proposed a measure that would allow gig workers to get up to 15% of their compensation in stock.

Retirement plan compliance platform Advice Analytics has reportedly won $235,000 at the Seattle Angel Conference.

US-based Compliance.ai has closed its Series A funding round on $3m, which will enable the company to expand into international jurisdictions.

Swedish FinTech Trustly is experiencing a growth spurt, having recently picked up a cash injection from BlackRock and expanding to Australia and Canada. It has now tapped Napier to ensure it can maintain the growth in a compliant way.

Digital identity platform Socure has launched its Sigma Synthetic Fraud solution to help combat the risks of synthetic identity fraud.

The UK’s Financial Conduct Authority (FCA) has welcomed the Financial Services Bill introduced in Parliament, which it believes will offer high standards and clarity for firms.

No-code risk and compliance solution Unit21 has closed a funding round on $13m to support the growth of its product.

Compliance automation startup Strike Graph has netted $3.9m in its seed round.

Mission-critical application cybersecurity and compliance platform Onapsis has netted $55m in its Series D round.

The role of the chief risk officer is changing for good. It will not come as a surprise to many that technology will help this change, but there are other factors at play, including a merger with the chief financial officer.