Tag: Custodia

The imperative nature of data security and regulatory compliance in regulated industries cannot be overstated. For organisations handling sensitive information, the pursuit of robust security measures and compliance with stringent standards is non-negotiable.

Custodia has retained its SOC 2 Type II compliance under the American Institute of Certified Public Accountants (AICPA) standards.

In the financial sector, the spotlight has recently intensified on non-financial misconduct, spurred by the Financial Conduct Authority's (FCA) focused initiatives and investigations into issues like sexism, bullying, and discrimination.

Over a million organisations use Microsoft Teams as their go-to unified communications as a service (UCaaS) platform, with 91% of Fortune 100 companies on board.

In the ever-evolving landscape of digital systems, the issue of audit trail and traceability has taken centre stage for global regulators. A recent whitepaper from RegTech firm Custodia shed light on the persistent challenges faced by regulated industries, emphasising the importance of capturing context for compliance with market abuse rules. FinTech Global delved into the complexities surrounding audit trail and traceability and discusses why Custodia's CC1 offering may be a solution.

Custodia has critically evaluated the upcoming challenges in the financial services sector, pinpointing key compliance obstacles expected in the next year.

Orange Business, a leader in global network connectivity and digital integration and Custodia Technology have partnered.

In a recent Conduct Risk Assessment of Telephone and Electronic Communications by the Central Bank of Ireland, significant concerns regarding communications compliance have surfaced, especially in hybrid work environments. FinTech Global delved into how offerings such as the Custodia CC1 service can be a solution for these issues.

The Central Bank of Ireland recently conducted a Conduct Risk Assessment of Telephone and Electronic Communications in the securities market. This crucial assessment aimed to evaluate compliance with the Markets in Financial Instruments Directive (MiFID II), especially Article 16(7), which mandates firms to prevent the use of unauthorised communication.

In a recent post by Custodia, the firm detailed how to achieve data accuracy and efficiency with CC1's reconciliation process.