Tag: ESMA

The European Securities and Markets Authority (ESMA) recently revealed that ESG-related fund names have a measurable influence on investor behaviour. According to its latest research,...

The European Securities and Markets Authority (ESMA) has called on major digital platforms to do more to combat the growing threat of unauthorised financial...

The European Securities and Markets Authority (ESMA) has finalised two key regulatory updates that will significantly impact investment firms and asset managers. These changes refine how firms approach order execution and manage research payments under MiFID II.

The European Securities and Markets Authority (ESMA) has opened a public consultation on proposed rules aimed at regulating ESG rating providers.

The European Securities and Markets Authority (ESMA) has published its latest risk assessment, shining a light on the growing concerns surrounding leveraged alternative investment funds (AIFs) and certain UCITS funds using the absolute Value-at-Risk (VaR) method.

At the end of 2024, the AMF Position-Recommendation DOC-2020-03, commonly known as the AMF Doctrine, was amended to bring it in line with the European Securities and Markets Authority’s (ESMA) guidelines on fund naming.

The European Single Access Point (ESAP) is a significant stride towards transforming the EU’s approach to sustainable finance.

The ESMA has recently updated its question and answer section to provide additional details on the practical application of the Guidelines concerning the use of ESG or sustainability-related terms in investment fund names.

On 15th November 2024, the FCA published a discussion paper that has significant implications for transaction reporting in the UK. According to MAP FinTech,...

The ESMA the regulatory body overseeing the EU's financial markets, has released a series of Q&A's to provide further clarity on the application of...