Tag: ESMA

The European Securities and Markets Authority (ESMA) has updated the public register with the latest set of double volume cap (DVC) data under MiFID II.

The European Securities and Markets Authority (ESMA) has released the final report on the functioning of the regime for SME Growth Markets as part of MiFID/MiFIR.

The European Securities and Markets Authority (ESMA) fined credit ratings firm Moody’s €3.7m for breaching rules including the failure to disclose conflicts of interests.

The European Securities and Markets Authority (ESMA) has recommended a two-step assessment for derogation criteria of data reporting service providers (DRSPs).

The European Securities and Markets Authority has issued a public consultation on the simplification of supervisory fees for trade repositories under EMIR and SFTR.

The European Securities and Markets Authority (ESMA) has issued a statement to clarify its supervisory approach to position limits for commodity derivatives.

The European Securities and Markets Authority (ESMA) has written to the European Commission with a proposal to improve the Transparency Directive (TD), following the Wirecard scandal.

The European Securities and Markets Authority (ESMA) has called for experts to join the Consultative Working Group for its Corporate Reporting Standing Committee (CRSC).

The European Union's securities and markets watchdog has withdrawn the registrations of ten British credit rating agencies and trade repositories in the Brexit aftermath.

The EU's securities markets regulator is looking for stakeholders involved with financial industry innovation to join its group of consultative members.