Tag: EU Regulation

Ask ten people what a compliance management system actually is and expect three different answers, each correct within its own context. According to Copla, the...

The Digital Operational Resilience Act has turned third party risk management from a best-practice exercise into a hard compliance requirement, with Article 28 setting...

Compliance teams across the EU financial sector are increasingly being asked to justify not just what controls they have in place, but why those...

Governance, risk and compliance have operated as three separate disciplines for decades, but GRC makes the case for running them as one connected system...

Risk managers across New York, Chicago and San Francisco are discovering that Europe's operational resilience regime has quietly become their problem too. According to Risk...

FinregE has published an expert guide aimed at helping firms prepare for the EU's sweeping anti-money laundering reforms ahead of the 2027 deadline. The guide,...

AMLA has published finalised standards governing how it will work with national financial supervisors to select and directly oversee some of the bloc's most...

Cross-border investment supervision across the EU has strengthened, but regulators in outbound-heavy markets are being urged to keep pace, according to the European Securities...

Financial institutions across Europe are facing a fundamental shift in how anti-money laundering compliance is designed, evidenced and supervised, as the EU's new AML...

Europe's Anti-Money Laundering Authority is moving away from process-heavy compliance and towards a results-driven model, according to Napier AI's analysis of AMLA's inaugural public...