Tag: FCA
FCA warns BNPL firms about unauthorised promotions
The FCA has warned companies that offer buy now pay later (BNPL) products that their BNPL financial promotions must comply with financial promotion rules.
Why a ‘machine line of defence’ is needed for the FCAs...
With the UK’s FCA having released its final guidance on Consumer Duty proposals, firms have been given new requirements they must meet.
FCA issues warning to alternative investment bosses
The FCA has written an open letter to CEOs of alternative investments companies to set out a strategy for dealing with alternative assets.
FCA and PSR establish SWG on open banking
The Financial Conduct Authority (FCA) and the Payment Systems Regulator (PSR) has established a strategic working group via its Joint Regulatory Oversight Committee.
5 areas firms need to improve to be Consumer Duty compliant
The FCA recently released its final guidance on Consumer Duty proposals, which enforces controls on firms to ensure they provide good outcomes for customers. Aveni recently outlined the five crucial areas firms need to improve to be Consumer Duty compliant.
FCA finalises firmer rules on tackling high-risk investment adverts
The FCA has finalised stronger rules to help tackle misleading adverts that encourage investing in high-risk products.
FCA announces new Consumer Duty to improve customer experiences
The UK’s Financial Conduct Authority (FCA) has confirmed plans for a new Consumer Duty, which it claims will improve how firms serve customers.
FCA CEO emphasises regulators’ growing data and tech investment
The CEO of the Financial Conduct Authority (FCA) has underlined that the regulator is investing heavily in data and technology to be more proactive against threats.
FCA hands out £2m fine to The TJM Partnership
The Financial Conduct Authority (FCA) has fined The TJM Partnership £2m for failing to ensure it had effective systems and controls to identify and cut the risk of financial crime.
FCA names six new directors as it expands headcount
The Financial Conduct Authority (FCA) has appointed six directors to its team to boost expertise and widen headcount.