Tag: FCA

The Financial Conduct Authority (FCA) has commenced legal proceedings against the men behind an alleged "unrealistic" and "unauthorised" care home investment scheme.

The Financial Conduct Authority (FCA) has announced more ways to support borrowers affected by the pandemic.

Goldman Sachs International has been fined £96.6m by British regulators for its role in the 1Malaysia Development Berhad (1MDB) scandal.

The UK’s Financial Conduct Authority (FCA) has welcomed the Financial Services Bill introduced in Parliament, which it believes will offer high standards and clarity for firms.

The Financial Conduct Authority (FCA) has fined Asia Research and Capital Management (ARCM) £873,118 over transparency failures.

A Financial Conduct Authority executive has warned banks against becoming lenient in how they surveil employees during Covid-19.

The Financial Conduct Authority has banned two Vanguard Wealth Management directors from performing regulated activity because of their roles in the submission of false and misleading information about customers’ high net worth status.

The European Securities and Markets Authority (ESMA) has launched a new assessment of British trading venues to see how well they can keep trading after Brexit. Now the Financial Conduct Authority (FCA) has issued a response.

The Financial Conduct Authority (FCA) has published an updated version of the FCA Handbook to give companies ample time to prepare before the Brexit transition period is over.

The UK’s Financial Conduct Authority (FCA) has released the second annual perimeter report, which states big tech companies like Google should do more to protect consumers.