Tag: FCA

A Financial Conduct Authority executive has warned banks against becoming lenient in how they surveil employees during Covid-19.

The Financial Conduct Authority has banned two Vanguard Wealth Management directors from performing regulated activity because of their roles in the submission of false and misleading information about customers’ high net worth status.

The European Securities and Markets Authority (ESMA) has launched a new assessment of British trading venues to see how well they can keep trading after Brexit. Now the Financial Conduct Authority (FCA) has issued a response.

The Financial Conduct Authority (FCA) has published an updated version of the FCA Handbook to give companies ample time to prepare before the Brexit transition period is over.

The UK’s Financial Conduct Authority (FCA) has released the second annual perimeter report, which states big tech companies like Google should do more to protect consumers.

The UK’s Financial Conduct Authority (FCA) has launched a review of the future regulation of the unsecured credit market, which could see crackdown on companies

The top UK financial markets watchdog has called for experts' insights into how to best regulate the consumer investment market.

Earlier this year the Financial Conduct Authority (FCA) introduced new guidance to protect people struggling financially during the Covid-19 crisis. Now, the financial markets regulator has added to the guidance.

The Financial Conduct Authority (FCA) has published its annual report, adding that it will learn from the lessons of dealing with the coronavirus pandemic.

The interim chief executive at the Financial Conduct Authority (FCA) wants to start a dialogue about how to protect the investment fund management industry in the coronavirus aftermath.