Tag: FCA
Addressing financial crime with risk management
The Financial Conduct Authority (FCA) has recently demonstrated their commitment to holding reluctant firms accountable in a speech titled 'Doing the right thing'.
Decoding the FCA’s call to CFD providers: Insights from Market Watch...
In a recent post by eFlow Global, the company took a 'deep dive' into the Financial Conduct Authority's Market Watch 73.
Firms unprepared for FCA’s Consumer Duty deadline, warns Bovill
With the Financial Conduct Authority's (FCA's) Consumer Duty deadline just 50 days away, almost half of firms are unsure about the implementation timeline, a new Bovill survey indicates.
FCA bans referral fees to protect struggling consumers
The FCA has banned on referral fees for certain debt advice providers in an effort to support consumers facing financial difficulties.
The significance of effective risk assessment and control
Adapting to emerging threats requires a comprehensive understanding of identification, translation, and assessment. Developing the Business Wide-Risk Assessment (BWRA) into a core part of our operations can greatly aid this process.
Navigating the Consumer Duty: FCA insights into Fair Value Frameworks
The Financial Conduct Authority (FCA) has disclosed its findings from a review of 14 fair value frameworks ahead of the Consumer Duty implementation in less than three months. RegTech platform Novatus Advisory has reviewed this and outlined the key takeaways for firms.
FCA underscores urgent need for robust control measures in UK payment...
The Financial Conduct Authority (FCA), the UK's principal financial regulator, sent a pointed "Dear CEO" letter on 16 March 2023. Austrlian RegTech company Arctic...
Lenders scramble to meet Consumer Duty deadline, 61% seek external expertise
As the deadline for the Financial Conduct Authority (FCA)'s Consumer Duty approaches, a startling 67% of lenders report feeling unsupported by the FCA.
FCA set to lead first ever Greenwashing TechSprint
The FCA will be among the 13 regulators so far taking part in the first-ever Greenwashing TechSprint that will launch on 5 June this year.
FCA delays sustainability disclosure requirements introduction
The FCA has revealed it will push back the introduction of its sustainability disclosure requirements for asset managers.