Tag: governance

The UK's Senior Managers and Certification Regime (SMCR) is entering a new chapter — one that promises greater operational flexibility for firms while keeping...

The role of the money laundering reporting officer has undergone a profound transformation. Where once it centred on regulatory expertise — understanding obligations, controls,...

As more organisations push artificial intelligence into live production environments, many are encountering a familiar obstacle: operational friction caused by fragmented, document-driven work. Without...

Generative AI has rapidly transitioned from a novel experiment to an embedded operational tool across financial services. According to Saifr, firms are now deploying...

Artificial intelligence is rapidly embedding itself into document-heavy organisations, promising to transform everything from contract analysis to compliance monitoring. Yet despite this momentum, many...

Regulatory compliance is no longer a box-ticking exercise. That is the central message from 4CRisk.ai, which argues that 2026 represents a watershed moment for...

Document management specialist M-Files has announced a series of new integrations with Microsoft 365 Copilot and Microsoft 365 Copilot Agent Builder, building on its...

The Office of the Comptroller of the Currency (OCC) has set out a fresh package of measures aimed at easing unnecessary regulatory burden on...

In late February 2026, a prominent US educational institution agreed to pay $1.72m to the US Treasury to settle allegations that it processed tuition...

Consumer Duty has moved decisively beyond its implementation phase and into a period defined by scrutiny and substance. For UK wealth and retirement firms,...