Tag: governance

As AI becomes embedded across anti-money laundering (AML) workflows, the RegTech industry faces a defining tension: how to scale automation without eroding accountability. According...

On paper, most financial institutions appear well defended. Policies are documented, procedures mapped, systems described as resilient, staff trained and audits scheduled. The result...

The FCA's latest sanctions review, spanning more than 150 firms, is far more than another best-practice publication. According to ACA Group, it signals how...

The FCA and PRA have confirmed a package of changes to the Senior Managers and Certification Regime (SM&CR), reducing the number of certified persons,...

Most financial crime failures are not born of dramatic collapse or blatant negligence. Instead, they build slowly through hundreds of minor decisions, ignored warning...

Financial services firms are becoming larger, more complex and increasingly interconnected, but that does not necessarily mean their compliance technology should follow the same...

Key global FinTech investment stats in Q2 2026: Global FinTech investments grew 34% YoY in Q2 US companies secured three of the top 10...

Money laundering reporting officers seldom need convincing of the merits of a specialised financial crime risk assessment platform. A short demonstration is usually enough...

The Financial Conduct Authority and Prudential Regulation Authority have unveiled the opening phase of their reform of the Senior Managers and Certification Regime (SMCR),...

The Central Bank of Ireland (CBI) has raised the stakes for the country's MiFID investment firms, publishing a Thematic Assessment on 18 May 2026...