Tag: governance

In compliance, technology may shape outcomes, but culture ultimately determines how those outcomes unfold. The compliance function has historically relied on labour-intensive, manual processes,...

Artificial intelligence has moved rapidly from an experimental capability to a foundational pillar of RegTech, forcing financial institutions to reassess how compliance teams are...

Not long ago, financial crime risk assessments were often approached as a box-ticking exercise. Many firms treated them as annual paperwork designed to satisfy...

UK asset managers are entering 2026 with a regulatory agenda that is becoming both broader and more operational, as post-Brexit reforms shift from design...

2025 has been an important year for global compliance, with regulators increasing expectations across a range of fronts and has forced firms to rethink...

Technology, governance and methodology all play a part in shaping a financial crime risk assessment, but none of them determine whether it is truly...

Zoom has become a core communications channel for regulated industries, but capturing complete, accurate and audit-ready records is far from straightforward. Regulators expect firms...

Norm Ai has launched a DDQ & RFP Completion solution to help firms answer investor questionnaires faster while keeping responses accurate, traceable, and consistent...

As financial institutions accelerate their use of artificial intelligence to combat financial crime, explainability has moved from a technical consideration to a strategic priority. The...

Financial crime risk assessments are often discussed in terms of frameworks, scoring models and tooling, yet their true strength is determined by something far...