Tag: governance

Key global FinTech investment stats in Q2 2026: Global FinTech investments grew 34% YoY in Q2 US companies secured three of the top 10...

Money laundering reporting officers seldom need convincing of the merits of a specialised financial crime risk assessment platform. A short demonstration is usually enough...

The Financial Conduct Authority and Prudential Regulation Authority have unveiled the opening phase of their reform of the Senior Managers and Certification Regime (SMCR),...

The Central Bank of Ireland (CBI) has raised the stakes for the country's MiFID investment firms, publishing a Thematic Assessment on 18 May 2026...

How do you build a compliance function that can keep pace with a business that refuses to stand still? That was the question at...

Ask most organisations to rate the maturity of their financial crime risk assessment capabilities and the answers tend to be strikingly confident. According to...

Bank compliance teams are being tested by a regulatory environment that is shifting faster than many can keep pace with. Artificial intelligence governance, operational...

The Australian Prudential Regulation Authority (APRA), the prudential regulator overseeing banking, superannuation and insurance in Australia, has launched the final stage of its governance...

Transaction reporting has always been the backbone of market abuse surveillance, but the rules of the game are shifting. As regulators deepen their reliance...

The UK's Senior Managers and Certification Regime (SMCR) is entering a new chapter — one that promises greater operational flexibility for firms while keeping...