Tag: governance

While headlines around federal deregulation in the United States paint a picture of reduced compliance burdens, an emerging countertrend may be brewing at the...

In an increasingly volatile and interconnected world, a new study from Moody’s explores how senior leaders are transforming their approach to risk. The report, Unified...

Financial institutions are undergoing a major shift in how they approach compliance. For decades, regulatory requirements were managed through manual reviews, rigid workflows, and...

The AML and sanctions landscape in North America is evolving rapidly, shaped by regulatory change, heightened scrutiny, and the rise of AI-driven compliance tools. Financial...

The luxury goods industry has come under heightened scrutiny in recent years as regulators intensify oversight of export control compliance amid growing geopolitical tensions. For...

ACA Group has launched a new Market Abuse Risk Framework to help UK and European buy-side firms strengthen their surveillance and compliance programmes. The governance,...

MCO (MyComplianceOffice), a leading RegTech provider specialising in compliance management solutions for financial institutions, has unveiled significant upgrades to its flagship MyComplianceOffice platform. The...

As cloud adoption accelerates in the financial services sector, organisations in banking, asset management, and insurance are grappling with the delicate balance between innovation...

Zeidler Group has delivered a tailored training session on the Digital Operational Resilience Act (DORA) to the senior management of a mid-sized investment firm...

Fraud has existed for as long as trade and money itself, but its methods have transformed dramatically over time. According to AIPrise, once limited to...