Tag: governance

Financial institutions are undergoing a major shift in how they approach compliance. For decades, regulatory requirements were managed through manual reviews, rigid workflows, and...

The AML and sanctions landscape in North America is evolving rapidly, shaped by regulatory change, heightened scrutiny, and the rise of AI-driven compliance tools. Financial...

The luxury goods industry has come under heightened scrutiny in recent years as regulators intensify oversight of export control compliance amid growing geopolitical tensions. For...

ACA Group has launched a new Market Abuse Risk Framework to help UK and European buy-side firms strengthen their surveillance and compliance programmes. The governance,...

MCO (MyComplianceOffice), a leading RegTech provider specialising in compliance management solutions for financial institutions, has unveiled significant upgrades to its flagship MyComplianceOffice platform. The...

As cloud adoption accelerates in the financial services sector, organisations in banking, asset management, and insurance are grappling with the delicate balance between innovation...

Zeidler Group has delivered a tailored training session on the Digital Operational Resilience Act (DORA) to the senior management of a mid-sized investment firm...

Fraud has existed for as long as trade and money itself, but its methods have transformed dramatically over time. According to AIPrise, once limited to...

A former analyst at a UK-based investment management firm has been convicted of insider dealing, underlining the Financial Conduct Authority’s (FCA) increased reliance on...

The UAE’s removal from the FATF grey list represents a major turning point for regulated entities across the region. From Abu Dhabi to Dubai, and across zones like DIFC and ADGM, the move signals international recognition of the country's progress in strengthening its anti-money laundering and counter-terrorist financing (AML/CFT) frameworks. Yet, while the delisting is a milestone, it is far from the finish line.