Tag: governance

Corlytics' latest Global Enforcement Report has surfaced an uncomfortable pattern: the organisations most often hit with regulatory enforcement rarely lacked controls altogether. According to Corlytics,...

There comes a point in every MLRO's tenure when it becomes impossible to ignore that the organisation has outgrown its manual, Excel-based financial crime...

The insurance sector is moving beyond AI experimentation and towards more structured adoption, with governance, accountability and decision intelligence becoming central themes at MGAA...

Ask a bank how many controls it operates and a confident answer is rare. Ask how many it actually needs, and which ones, and...

As AI becomes embedded across anti-money laundering (AML) workflows, the RegTech industry faces a defining tension: how to scale automation without eroding accountability. According...

On paper, most financial institutions appear well defended. Policies are documented, procedures mapped, systems described as resilient, staff trained and audits scheduled. The result...

The FCA's latest sanctions review, spanning more than 150 firms, is far more than another best-practice publication. According to ACA Group, it signals how...

The FCA and PRA have confirmed a package of changes to the Senior Managers and Certification Regime (SM&CR), reducing the number of certified persons,...

Most financial crime failures are not born of dramatic collapse or blatant negligence. Instead, they build slowly through hundreds of minor decisions, ignored warning...

Financial services firms are becoming larger, more complex and increasingly interconnected, but that does not necessarily mean their compliance technology should follow the same...