Tag: insider trading

The UK’s Financial Conduct Authority (FCA) has issued a stark warning to financial services firms after bringing insider dealing charges against two individuals following...

2025 has been an important year for global compliance, with regulators increasing expectations across a range of fronts and has forced firms to rethink...

The Financial Conduct Authority (FCA) has reminded firms about the significance of data integrity and algorithmic governance in market abuse surveillance tools, as outlined in its Market Watch 79.

RegTech company Quantifind, prides itself on its commitment to delivering high quality risk intelligence solutions. As part of this, the company recently introduced new product features and functionalities at the start of this year, marking a significant advancement in its capabilities. 

Quantifind is delighted to announce the latest enhancements to our risk management tools, rolled out in the second quarter of 2024.

In the financial sector, the spotlight has recently intensified on non-financial misconduct, spurred by the Financial Conduct Authority's (FCA) focused initiatives and investigations into issues like sexism, bullying, and discrimination.

In recent years, the management of Material Non-Public Information (MNPI) has emerged as a significant concern within the compliance sphere. Regulatory bodies in the...

eFlow Global recently outlined some of the biggest challenges around navigating market abuse enforcement and future implications.

The Federal Reserve Board has fined Maryland-based EagleBank $9.5m for violating the board’s insider lending regulation.

The UK's financial markets watchdog has commenced criminal proceedings against a former Goldman Sachs analyst and his brother, accusing them of insider trading.