Tag: marketing compliance

Life insurance and annuity marketing is becoming more complex as insurers target new audiences across more channels, creating additional pressure for compliance teams still...

ACA's outsourced chief compliance officer (OCCO) service is being positioned as a way for registered investment advisers (RIAs) to close compliance gaps before they...

Blee, an AI-first marketing compliance platform, has raised $20m in a Series A funding round designed to help legal, compliance, and brand teams keep...

Compliance teams have traditionally treated content approval as the point where marketing and communications risk is addressed. An advert, email or social media post...

The US Securities and Exchange Commission’s Division of Examinations has begun requesting information from financial firms about their use of artificial intelligence, according to...

The golden rule of advertising compliance has quietly been rewritten. For decades, a misleading ad only attracted regulatory attention if a consumer was annoyed...

The regulatory rulebooks of the UK and the EU, once built on an identical foundation of European financial services law, are steadily pulling apart,...

If the Revolut fine in Italy proves anything, it is that regulators police the gaps in financial promotions just as vigorously as the claims...

The question sharp compliance leads ask about Karavel is rarely about features. Instead, it cuts deeper: how do they know the AI will not...

Regulation S-P has long been filed away as a problem for privacy officers, cybersecurity teams and legal departments. That assumption is now a liability,...