Tag: marketing compliance

The US Securities and Exchange Commission’s Division of Examinations has begun requesting information from financial firms about their use of artificial intelligence, according to...

The golden rule of advertising compliance has quietly been rewritten. For decades, a misleading ad only attracted regulatory attention if a consumer was annoyed...

The regulatory rulebooks of the UK and the EU, once built on an identical foundation of European financial services law, are steadily pulling apart,...

If the Revolut fine in Italy proves anything, it is that regulators police the gaps in financial promotions just as vigorously as the claims...

The question sharp compliance leads ask about Karavel is rarely about features. Instead, it cuts deeper: how do they know the AI will not...

Regulation S-P has long been filed away as a problem for privacy officers, cybersecurity teams and legal departments. That assumption is now a liability,...

Red Oak, a compliance technology provider for financial services firms, has launched its Ad Review to 4U Connector, an integration designed to remove the...

New York's synthetic performer law may be narrow in scope, but it carries a broad operational warning for marketers: AI-generated people in advertising have...

The volume of marketing content flowing through financial services firms has reached a tipping point. Compliance teams, already stretched thin, are now contending with...

The US Securities and Exchange Commission (SEC) has settled with a Florida-based investment manager over fraud and misleading investor disclosures, serving as a stark...