Tag: MiFID II

How accurate speaker ID is reshaping Teams compliance

The modern hybrid workplace has fundamentally changed how regulated businesses communicate. Microsoft Teams now serves as boardroom, trading floor, and informal communication channel all...

Closing the gap: Theta Lake’s reconciliation tools

Regulatory compliance in financial services is built on a single, non-negotiable principle: the completeness and accuracy of records. Across global markets, a dense patchwork...

Navigating compliance risks in AI-powered workplace chat

The growing use of AI-powered chat within unified communications and collaboration platforms has delivered significant operational benefits for businesses, but it has also introduced...

Insurers rethink communications compliance in 2026

Communications governance is moving sharply up the agenda for insurers as regulators tighten expectations around data completeness and retrieval. Supervisors increasingly expect firms to...

EU market integration proposal: what asset managers need to know

Zeidler Group has shed light on the European Commission's Market Integration Legislative proposal, published on 4 December 2025, which takes direct aim at the...

Germany’s retirement savings shake-up: What banks need to know

Germany is overhauling its state-subsidised retirement savings framework, and financial institutions have a firm deadline to prepare for. The federal government approved a pension...

AIFMD II and distributors: independence vs control

Under AIFMD II, Article 20(6a) introduces an explicit carve-out from the delegation regime for the marketing function in Annex I, point 2(b), when marketing...

Zeidler Group adds TPT to expand FinDatEx reporting

Zeidler Group has strengthened the regulatory reporting capabilities of its Zeidler Swift platform by adding support for the Tripartite Template (TPT), extending its coverage...

SFDR 2.0: What the EU’s major reform means

The European Commission has set out plans for the most sweeping reform of the Sustainable Finance Disclosure Regulation (SFDR) since the rules first came...

ACA launches new market abuse risk framework

ACA Group has launched a new Market Abuse Risk Framework to help UK and European buy-side firms strengthen their surveillance and compliance programmes. The governance,...

120,000+ FinTech leaders get exclusive industry stories delivered every week