Tag: MiFID II

The European Securities and Markets Authority (ESMA) has updated its Q&A page for the implementation of investor protection topics under the Market in Financial Instruments Directive and Regulation (MiFID II/MiFIR).

Building a communication monitoring platform which leveraged AI and machine learning from the ground up and covered the full spectrum of voice, video, chat, and text based communication was essential in the creation of Theta Lake.

Dutch bank ABN AMRO has chosen UnaVista to support its SFTR trade reporting and MiFID II transaction reporting processes.

MiFID II research management company Red Deer has been chosen by wealth management firm Charles Stanley to improve compliance capabilities.

Stardog, an enterprise data unification platform, has netted $9m in funding to support the launch of new products.

The European Securities and Markets Authority (ESMA) has released the annual transparency calculations for equity and equity-like instruments. Its updated calculations are used to help...

The European Securities and Markets Authority (ESMA) has released the updated results of the annual transparency calculations for equity and equity-like instruments.

Public investment vehicle Pivotal Acquisition and electronic discovery and information governance company KLDiscovery have agreed to merge.

The European Securities and Markets Authority has published new liquidity data on bonds subject to requirements in the Markets in Financial Instruments Directive. The data...

Schroders has taken a minority stake in Qwil Messenger, a cloud native chat platform that connects clients and employees of multiple firms and their brands.