Tag: MiFIR

The Financial Conduct Authority (FCA) has moved a step closer to replacing the UK MiFIR transaction reporting framework with the publication of consultation paper...

Regulated firms can record Teams Phone calls in a way that meets MiFID II and FCA recordkeeping rules. But according to Wordwatch, doing so...

European supervisors are quietly dismantling the template-driven reporting model that has defined compliance for decades, and firms that fail to grasp the scale of...

TRAction, a specialist in trade reporting solutions, has linked its regulatory reporting technology with the multi-asset trading platform of TraderEvolution, giving firms a smoother...

Transaction reporting has always been the backbone of market abuse surveillance, but the rules of the game are shifting. As regulators deepen their reliance...

The FCA has issued a landmark consultation setting out one of the most significant changes to the UK’s MiFIR transaction reporting regime since its...

In today’s increasingly complex financial markets, surveillance has evolved far beyond a reactive compliance exercise. With mounting regulatory expectations and sophisticated trading environments, leading firms...

As part of the UK’s ongoing efforts to enhance financial market transparency, the Financial Conduct Authority (FCA) and the Bank of England have issued...

The introduction of the Unique Product Identifier (UPI) under the European Union’s EMIR REFIT marks a significant shift in over-the-counter (OTC) derivatives reporting. This...

The upcoming deadlines for applying changes to EMIR reporting for both the EU and the UK are fast approaching, with the EU's date set for April 29, 2024, and the UK's for September 30, 2024. Given these looming deadlines, Map FinTech has outlined what firms need to know.