Tag: RegTech 2023

The UK's Financial Conduct Authority (FCA) recently released a ten-point checklist for companies in anticipation of the new Consumer Duty regulation set to be enforced on July 31, 2023. This regulation marks a pivotal shift in the regulatory landscape, impacting both new and existing services and products available for sale or renewal.

Nokod Security, a forward-thinking firm specialising in securing low-code/no-code custom applications and Robotic Process Automation (RPA), has entered the spotlight with some exciting news to share.

Acuminor recently described how its Risk Assessment Pro platform helped to change a bank's financial crime risk management. 

Moody's Analytics recently put a spotlight on the ongoing ultimate beneficial ownership (UBO) rule enhancements in the Asia Pacific region.

JPMorgan Chase, has been hit with a $4m fine from the SEC for the inadvertent deletion of 47 million emails.

Clausematch has partnered with Solitaire Consulting, an independent management consultancy firm based in Jersey, Channel Islands.

Moody's Analytics recently highlighted the importance of screening wildlife trafficking in supply chains to cut financial crime. 

In the rapidly evolving FinTech space, executive-level individuals across various organisations are finding themselves under the microscope. Theta Lake's Susannah Hammond recently explored the current minefield of accountability. 

Final guidelines aimed at bolstering third-party risk management in banking organisations have been issued by a cohort of federal bank regulatory agencies. This initiative is designed to help such institutions better navigate the risks arising from relationships with third-party entities, with a particular emphasis on financial technology, or FinTech, enterprises.

Clausematch has announced its strategic partnership with Compliance Consultant, a leading expert in FCA compliance and authorisation.