Tag: regulatory compliance

ACA launches new market abuse risk framework

ACA Group has launched a new Market Abuse Risk Framework to help UK and European buy-side firms strengthen their surveillance and compliance programmes. The governance,...

SFP Group upgrades tech stack with Broadridge

Swiss Finance & Property Group (SFP Group), a leading Swiss real estate asset manager with over $15bn in assets under management, is undergoing a...

Zeidler streamlines EU passporting for fund managers

A major global asset manager has partnered with Zeidler Group to simplify its cross-border compliance processes. The firm, which manages UCITS and AIF umbrella funds...

Building smarter AI: clarity over complexity

In technology, simplicity often outperforms complexity. This principle shapes how Zeidler Group designs legaltech solutions for the investment fund industry—building systems that solve problems...

US WealthTech investments halved YoY in Q3 as investors prioritised smaller...

Key US WealthTech investment stats in Q3 2025: US WealthTech investments halved YoY in Q3 Average deal value dropped to $12.1m as investors prioritised...

HSBC tightens AML controls with Middle East exit

HSBC’s Swiss private bank is winding down relationships with more than 1,000 ultra-high-net-worth clients across the Middle East after classifying many of them as...

How to choose the right WealthTech partner in 2025

When financial institutions evaluate analytics platforms, it can be tempting to focus on eye-catching features and pricing alone. Yet according to insights from Kidbrooke, the...

Agentic AI reshapes AML investigations

AML analysts enter the profession to help fight financial crime, yet many find themselves overwhelmed by inefficient processes and constant false alerts. This not...

Ignosis secures $4m to scale financial data intelligence

Ignosis, India’s enterprise-first account aggregator (AA) infrastructure and financial data intelligence platform, has raised $4m in a pre-Series A round.

Finova and Escode launch Escrow as a Service

Finova, the UK’s largest cloud-based mortgage and savings software provider, has unveiled a strategic partnership with Escode, the software resilience specialist owned by NCC Group.

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