Tag: regulatory compliance

February 2026 marked a notable shift in how the Financial Conduct Authority (FCA) communicates with regulated firms. According to Theta Lake, rather than issuing...

Cross-border payment service providers are facing heightened regulatory scrutiny following new anti-money laundering and counter-terrorist financing (AML/CFT) guidance issued jointly by Finansinspektionen and the...

The CARF represents one of the most significant expansions of global tax transparency into digital assets in recent years. Yet despite growing regulatory clarity...

Technology-driven law firm and RegTech provider Zeidler Group has added Taiwan to its Marketing Material Review Tool (MMR-Tool), expanding the platform's global regulatory coverage...

More than a decade since FATCA and CRS were introduced, fund administrators have become the operational backbone of investor tax compliance across global fund...

AI has moved from novelty to necessity across virtually every industry. Organisations are scaling deployments at pace, drawn by promises of greater productivity, efficiency,...

Across every sector, there is a recurring moment that quietly costs organisations millions. A spreadsheet-based process becomes unwieldy, someone in the room suggests that...

Despite years of investment in AI and advanced analytics, most financial institutions are still fighting fires rather than preventing them. That is the blunt assessment...

Regulatory scrutiny of financial crime risk assessments has intensified dramatically in recent years, marking the end of an era in which these documents were...

International fund managers operating across multiple jurisdictions are facing a fresh wave of regulatory updates, with Saudi Arabia, Guernsey and Italy all implementing notable...