Tag: regulatory compliance

In the fast-evolving WealthTech landscape, innovation often takes centre stage, but understanding what remains constant can provide valuable insights into the industry's direction.

Encompass Corporation, a leader in KYC automation and CDI has unveiled EC360, a platform designed to address the evolving needs of the banking sector. Known...

Aligning environmental, social, and governance (ESG) data with the expectations of investors and regulators presents a significant challenge.

In the complex landscape of financial crime prevention, MLRO's stand as pivotal figures within financial institutions.

Geopolitical factors continue to play a crucial role in shaping wealth management strategies, influencing investment decisions worldwide. From trade conflicts to regulatory shifts, political developments...

FATCA and CRS are crucial global regulatory frameworks aimed at increasing tax transparency and preventing tax evasion. TAINA, which offers a fully automated FATCA...

In the rapidly evolving landscape of financial services, credit unions are increasingly digitizing the borrower journey.

High interest rates, market volatility, and broader macroeconomic factors are driving asset managers to adapt their investment strategies, seek liquidity for investors, and deploy capital into attractive assets.

Aladdin Wealth, BlackRock's wealth management platform, has announced a collaboration with Zurich-based FinTech Investment Navigator to enhance its cross-border compliance and product suitability capabilities.

The growing adoption of artificial intelligence (AI) in governance, risk, and compliance (GRC) programs is reshaping how organisations manage regulatory requirements. Specialised language models (SLMs) are emerging as a more secure and efficient alternative to large language models (LLMs) like ChatGPT and Gemini Pro, addressing critical concerns related to data privacy, accuracy, and control.