Tag: regulatory compliance

The wealth management industry is experiencing a significant transformation, driven by advancements in artificial intelligence (AI).

Sandfield Capital, a Liverpool-based litigation FinTech company specialising in loans for legal claims, has secured a £600m facility from Perspective Investments.

Today's corporate landscape is fraught with challenges stemming from fraud and money laundering, making it crucial for businesses to understand and verify who exactly...

In the realm of corporate responsibility, the European CSRD stands as a formidable challenge, urging enterprises to extend their disclosure beyond mere financial metrics...

Environmental, Social, and Governance (ESG) data is quickly becoming a pivotal element in boosting underwriting profitability.

Kaizen and RegGenome have announced a strategic partnership aimed at enhancing the capabilities of Kaizen's Single Rulebook platform.

Supply chain management is crucial to any sustainability strategy, yet it stands as one of the most convoluted aspects.

StarCompliance (Star), a leader in employee compliance technology solutions, has acquired Aer Compliance (Aer), a specialist in digital asset trading pre-clearance and post-trade monitoring.

In today’s competitive business landscape, managing the client lifecycle efficiently is more important than ever. KYC Portal CLM offers a comprehensive solution that streamlines every stage of the client journey, from onboarding to ongoing monitoring and beyond. This powerful platform helps businesses ensure regulatory compliance, enhance client satisfaction, and improve operational efficiency.

The DORA is poised to fundamentally alter the regulatory landscape for EU financial entities and their third-party providers from 17th January 2025.