Tag: regulatory compliance

The US SEC has set out its 2026 Examination Priorities, and the message for regulated firms is clear: supervisors expect stronger, better documented controls...

The speed and complexity of regulatory change has become one of the most significant operational challenges facing financial institutions today. Organisations are expected to maintain...

Financial institutions continue to underestimate how often they breach global tax reporting rules, with many repeating the same errors every year without realising. In a...

AI Agents are becoming a defining feature of modern financial crime compliance, offering banks and financial institutions a way to increase operational efficiency while...

Compliance teams across the financial sector are facing unprecedented pressures as regulations multiply and expectations grow across jurisdictions. For years, compliance frameworks have relied...

Selecting the right partner to help navigate the FCA authorisation process has become a strategic priority for firms aiming to enter or grow within...

In 1854, a devastating cholera outbreak gripped London’s Soho district, claiming numerous lives within days. At the time, medical experts believed that “bad air”...

Vittoria & Partners has overhauled its compliance and onboarding processes with the help of KYC Portal’s (KYCP) powerful automation platform. The firm, which had been...

Regulators are tightening expectations for data completeness and instant accessibility across all communications channels — including voice, meetings, messaging and increasingly, AI-generated data. Yet many...

In today’s increasingly complex financial markets, surveillance has evolved far beyond a reactive compliance exercise. With mounting regulatory expectations and sophisticated trading environments, leading firms...