Tag: SEC

Position Green's US team recently participated in PEI’s inaugural Impact Investor Summit North America. The conference provided a platform for deep discussions on the...

The SEC exam priorities for 2024 underscore the importance of compliance and recordkeeping within financial services. The focus will be on practices and products...

In an era where climate concerns are pushing the boundaries of business norms, Climate Week has cast a spotlight on the pressing demand for sustainable action. Position Green's participation has yielded insights that are impossible to ignore: The time to respond to the environmental crisis is now.

BIO-key International, an avant-garde in workforce and customer Identity and Access Management (IAM) solutions, recently announced the pricing details of its latest public offering.

The U.S. SEC's proposal for Scope 3 emissions reporting is backed by investors as it offers essential information to gauge company risk.

ESG proxy voting is rapidly emerging as a tool that shareholders are using to find a balance between profit maximisation and social impact. With environmental, social and governance (ESG) concerns in the limelight, the traditional boardroom proxy vote, once a mere formality, is now a powerful instrument for change.

The private markets have witnessed a substantial increase in managed assets over the last decade, attracting the attention of U.S. regulators aiming to enhance transparency through expanded regulation. With these regulatory developments, it's time to re-evaluate the Global Investment Performance Standards (GIPS), which have evolved from being the gold standard for investment performance presentation to a tool that assists advisers in meeting new regulations.

The SEC head has cautioned a financial upheaval by AI is “almost inescapable” within the upcoming decade if the tech isn't managed.

The wave of recordkeeping enforcement actions in the finance sector has now expanded to brokers, investment advisers, and credit rating agencies. Leading this charge are the U.S. Securities and Exchange Commission (SEC) and the Commodity Trading Futures Commission (CFTC).

GRC (Governance, Risk, and Compliance) and cybersecurity symbiotically support and reinforce each other in safeguarding an organisation’s digital and regulatory landscapes. Integrating cybersecurity into GRC programmes enables businesses to address risk holistically, encompassing both policy and digital perspectives.