Tag: Securities and Exchange Commission

Bitkub, a flourishing FinTech entity in Thailand's cryptocurrency exchange landscape, was established by Jirayut Srupsrisopa in 2018. The company has successfully carved a space for itself as a platform enabling users to buy, sell, and store their cryptocurrency assets.

JPMorgan Chase, has been hit with a $4m fine from the SEC for the inadvertent deletion of 47 million emails.

Marathon Digital, a digital asset technology company with a focus on Bitcoin, announced a private placement that resulted in a securities purchase agreement for the sale of 15,000 shares of Series A redeemable convertible preferred stock.

Nigeria’s Securities and Exchange Commission (SEC) has warned capital market operators to stop supporting online investment trading platforms and providing access to unregistered foreign securities in Nigeria.

The Securities and Exchange Commission has awarded two separate whistleblowers a total of almost $3m.

San Antonio-based Floatme has netted $3.7m in equity financing.

The US' top financial market regulator has filed a complaint in federal court for the Eastern District of New York, accusing a New Yorker of conducting a $2.1m fraud out of at least two boiler rooms over six months in 2018 and 2019.

The Securities and Exchange Commission has awarded over $6m to joint whistleblowers whose information and assistance led to the successful enforcement of SEC and related actions.

The Securities and Exchange Commission has voted to potentially change the rules governing the securities market.

The US's top financial markets watchdog has issued a new policy statement outlining how European traders can become authorised to operate stateside.