Tag: StarCompliance

StarCompliance, a leading provider of employee and firm compliance technology, has unveiled StarAssist, a new AI-powered capability designed to deliver greater clarity, speed, and...

Funds have become a cornerstone of modern investing — but they are quietly creating a growing blind spot in employee trading controls, one that...

Something significant happened at NYU Law School on 31 March 2026. David I. Miller, the newly appointed director of enforcement at the Commodity Futures...

Automation was intended to make compliance cleaner, delivering faster decisions, more consistent outcomes, and fewer human errors, but it has made ownership much less...

For the first time in more than three decades, FINRA has raised the annual gift limit under Rule 3220. The Securities and Exchange Commission...

Nearly six in ten firms worldwide are permitting employee crypto trading without formal pre-approval, according to new research from StarCompliance, highlighting persistent compliance gaps...

The U.S. Securities and Exchange Commission has unveiled its Fiscal Year 2026 Examination Priorities, and while the language may appear measured, the message to...

As prediction markets continue to move from niche experimentation into mainstream financial discourse, they are creating a new set of challenges for regulators and...

Expense management remains a persistent challenge for organisations, even as FinTech innovation continues to reshape other areas of financial operations. Many firms still depend...

The UK’s Financial Conduct Authority (FCA) has issued a stark warning to financial services firms after bringing insider dealing charges against two individuals following...