Tag: Theta Lake

Video communication has become a particularly useful tool for businesses these days. However, using it comes attached with several laws and regulations to follow.

The COVID-19 outbreak has forced many FinTechs to have their staff work from home. However, what should these companies consider when encouraging remote working?

While the COVID-19 pandemic is causing a lot of damage on the financial sector, there are also lessons to pick up from it.

Getting big data right can help businesses make money and follow the law. So why do financial firms get it wrong?

From: RegTech Analyst Theta Lake, the RegTech company, has announced the industry’s first free SEC Rule 17a-4 compliant archive designed for collaboration platforms such as RingCentral,...

From: RegTech Analyst Even though 90% of financial services and insurance companies are using video, most are uncertain about if they are complying with regulations, according...

Federal deregulation and increased international competition are all factors that could push US RegTech down from the throne. Or are they?

The EU has slammed financial firms with a heavy regulatory burden to manage their calls better. That is how Theta Lake’s latest collaboration can help.

Using technology might have boosted financial services firms’ efficiency, but the reliance on digital solutions has also opened them up to attacks from malicious outsiders.

Lawmakers have hurled a smattering of new regulations against the financial industry over the last decade, forcing them to up their reporting efforts or risk facing fines and other sanctions.