Communications Monitoring

Prior to co-founding Theta Lake, Devin Redmond spent more than two and a half decades in the security and compliance space. During his time in the industry, he and his fellow co-founders identified a gap in the market – a clear opportunity to develop a more modern solution that was needed for communication compliance and next generation data protection.

eflow Global has linked with eComms firm TeleMessage to bolster the communication data available in its market data library.

The European Commission has unveiled the EU Digital Finance Platform, which is designed to help create a dialogue between FinTech market players and supervisors.

In order to successfully prevent misconduct and manage risk, companies must foster a customer-centric culture across their teams, and this should work in harmony with the use of AI and automation. This is the basis of Cognitive View’s mission.

The International Organization of Securities Commissions (IOSCO) has published a consultation paper identifying several concerns over the surge in retail trading.

Encompass Corporation, a provider of automated KYC solutions, has raised £25m in a funding round.

Financial communication recording and compliance platform NICE has added Zoom capture to its compliance suite. Its NICE NTR-X solution can now be used for compliance...

finnCap Cavendish, part of financial advisory firm, finnCap Group, has advised on the sale of Boku Identity division, to Twilio, a US-based cloud communications platform.

Communication monitoring platform Cognitive View has joined the IBM Cloud for Financial Services, which is filled with over 125 global systems integrators, independent software vendors, SaaS providers, and FinTechs.

The UK government recently conducted a consultation on the introduction of a common digital identity framework. However, recent research conducted by RegTech firm PassFort has found a lack of understanding among respondents as to what the framework is and what it means for them.