Compliance Management

For many financial institutions, another FATCA and CRS reporting season has either concluded or is in its closing stages. The deadlines may vary by...

From 1 September 2026, the Financial Conduct Authority's (FCA) Code of Conduct will extend its reach to cover bullying, harassment and violence across every...

Generative AI has rapidly embedded itself across financial services, appearing in everything from client-facing tools to internal workflows. For compliance and RegTech professionals, the...

Regulated financial institutions are operating under sustained and intensifying scrutiny to keep customer records accurate, current and audit-ready. According to KYC360, recent enforcement actions by...

AROBS and Thot IT Solutions have joined forces to bring a combined DORA-as-a-Service solution to financial institutions across Europe. The partnership centres on RegCover, a...

A striking paradox has emerged from ComplyAdvantage's annual compliance survey: whilst 94% of compliance leaders believe existing and upcoming AI regulations will prove effective,...

Communications archiving has transformed from a back-office checkbox into one of the most fiercely contested battlegrounds in regulated technology this year. Twelve months ago,...

RegTech firm Zeidler Group has expanded the jurisdictional reach of its AI-powered Marketing Material Review Tool (MMR-Tool) to include Japan. The new Japan module introduces...

The compliance function in financial services has undergone a quiet but significant transformation. Where once the focus rested on having controls in place, regulators...

For many financial institutions, a close look at their regulatory obligations register reveals an uncomfortable picture: duplicate entries, outdated language, obligations assigned to teams...