Tag: communications compliance

A report from Global Relay has revealed significant regional disparities in the adoption of AI for compliance in the financial services sector.

Independent software vendors (ISVs) aiming to expand into highly regulated industries such as financial services, healthcare, and the public sector often face a significant...

Archive Intel, a leader in AI-powered compliance archiving solutions, has secured an additional $1.5m in funding to accelerate its growth.

Recordkeeping violations continue to rise, with fines now surpassing $4bn since 2021 due to employees' use of unauthorised communication channels. Regulatory bodies have underscored that merely having off-channel policies is insufficient.

As technology continues to evolve over the long-term, one particular trend we can expect to remain is that of the role of voice –...

The landscape of financial services faces intensified scrutiny in communications compliance. In an era marked by consistent and assertive regulatory enforcement, a proactive approach to preserving and managing employee communications is critical. The need for a robust and defensible strategy is no longer optional; it's an imperative for firms, irrespective of their scale or niche, as MyComplianceOffice discuss in their latest whitepaper. 

FinTech Global recently spoke to Devin Redmond - CEO and co-founder of Theta Lake - to learn more about the company.