Tag: Compliance 2023

An innovative collaboration approach to financial regulation is being advocated by Eventus, a leading regulatory technology (RegTech) firm, in their latest 'Compliance in Focus' series.

The UK's Financial Conduct Authority (FCA) recently released a ten-point checklist for companies in anticipation of the new Consumer Duty regulation set to be enforced on July 31, 2023. This regulation marks a pivotal shift in the regulatory landscape, impacting both new and existing services and products available for sale or renewal.

In the rapidly evolving FinTech space, executive-level individuals across various organisations are finding themselves under the microscope. Theta Lake's Susannah Hammond recently explored the current minefield of accountability. 

Fenergo, globally recognised for its cutting-edge client lifecycle management (CLM) solutions, has taken a significant step forward by launching its latest product, KYC & Transaction Compliance.

Facing the interconnected and complex financial ecosystems of today, financial institutions are grappling with regulatory compliance and financial crime prevention.

ACA Group, a governance, risk, and compliance (GRC) firm within financial services, has announced the appointment of Patrick Olson as CEO.

An area of focus in the tech industry recently has been ChatGPT. A form of Gen AI, the product has sent shockwaves across industries.

Compliance with stringent regulations poses a significant challenge in the FinTech landscape. Saifr has rolled out innovative capabilities to aid in the efficient creation of compliant content.

A recent report from Moody's Analytics Grid has shed light on the changing landscape of regulatory fines across the globe, showing a dramatic increase in large fines for organisations in the past year.