Tag: Compliance technology

The US Treasury's recent initiative to solicit public insights on Artificial Intelligence (AI) in the financial sector underscores a pivotal moment for regulatory evolution.

In the financial regulatory landscape, understanding and adhering to FINRA's Rule 2090, commonly known as the KYC rule, is crucial for brokerage firms.

NICE Actimize has unveiled SURVEIL-X Behavior, the latest addition to its comprehensive SURVEIL-X Holistic Employee Conduct Surveillance suite.

In the financial services sector, tracking employee compliance such as licensing, registrations, and continuing education is a complex task.

iDenfy, a Lithuania-based software provider, specializes in identity verification and fraud prevention. Established with a commitment to technological innovation, iDenfy recently announced its new...

Xapien, a pioneering AI due diligence provider, announced today its successful $10m Series A funding round, led by YFM Equity Partners.

Monavate, a provider of payment solutions, has partnered with Know Your Customer, a top player in global business KYC verification.

In the fast-evolving world of financial services, firms of every size face significant hurdles in maintaining compliance and managing potential risks.

Ensuring compliance with sanctions screening is pivotal in risk management for globally operating businesses.

Theta Lake, Inc., an esteemed leader in Digital Communications Governance (DCG) and a heralded provider of Unified Communication Compliance solutions, has recently expanded its offerings.