Tag: Compliance

London-based ALT/AVE has received a £535,000 capital injection, which was comprised of a grand and pre-seed funding.

The Financial Conduct Authority (FCA) has revealed it will launch a ‘regulatory nursery’ for new FinTech companies in autumn of this year.

Digital-only pension Penfold has implemented NorthRow’s technology to accelerate its onboarding process and enable users to establish a pension in five minutes.

Money laundering, bribery and corruption are still a pressing issue within financial institutions, but the best way to combat this is through solid operational risk management sponsored from the top.

Sikich, which designs a range of tools for financial services, has acquired Process Stream to expand its product suite.

A Hollywood-based film company has had its assets frozen after the Securities Exchange Commission (SEC) claims the firm was harbouring a Ponzi scheme.

KYC Portal’s embedded email function is designed to reduce manual effort when collecting information for onboarding new clients.

The new draft guidance on virtual assets from the Financial Action Task Force (FATF) might its attempt to keep up with the rising pace of the virtual asset market, according to Sigma Ratings.

RegTech company Muinmos has teamed up with RHT Compliance Solutions to benefit from growing opportunities for its Regulatory Onboarding Engine in Singapore.

The Canadian Securities Administrators (CSA) and the Investment Industry Regulatory Organization of Canada (IIROC) have published framework for compliance for crypto asset trading platforms...