Tag: Compliance

When the world went into lockdown in 2020 in a bid to stop the spread of Covid-19, many companies went into a state of...

Maintaining a strong compliance program is a continuous effort. To stay on course, it’s crucial to proactively monitor regulatory changes.

Entering its seventh year, RegTech Analyst has unveiled its latest version of the RegTech100, offering a look at the key players making waves in the industry.

The landscape of financial regulations is ever-changing, posing a significant challenge for compliance in the financial services industry.

The latest research by GRC 20/20 delves into the role of AI in reshaping regulatory compliance within the financial services sector.

Proliferation Financing (PF) is becoming an increasingly important aspect of the compliance landscape, akin to well-known areas like anti-money laundering (AML) and counter-terrorism financing (CTF). Recently, regulators, particularly in the UK, have begun implementing stricter measures to help businesses identify and mitigate PF risks.

As the end of the year draws near, financial firms are under the gun to complete their annual FINRA and state/jurisdiction registration renewals. With deadlines fast approaching, it's critical to have a robust framework in place for timely, cost-effective, and efficient renewals, not just for this year but for the future as well.

A new study by Moody's Analytics presents groundbreaking findings in the field of AI adoption within various financial sectors.

In 2022, Fenergo's annual research survey of global investment banks highlighted a labor-intensive environment in Know Your Customer (KYC) processes. These processes were costing banks as much as $35m annually.

Paysend, a next-generation integrated global payment ecosystem, has partnered with CalQRisk, a governance, risk management and compliance (GRC) solution.