Tag: Compliance

Sumsub has launched integrated solution for user verification, anti-fraud and compliance in gaming.

Cavelo, a leading cybersecurity firm, today announced the close of a CAD$5m venture capital financing round.

Compliance security specialists Theta Lake is set to be implemented into the Zoom platform as part of the communications giant's new ISV Exchange Program.

Broadridge Financial Solutions, Inc. has revealed a further expansion to its Shareholder Disclosure offering which will allow it to meet regulatory requirements in the UK, Australia and Hong Kong markets.

Politically Exposed Persons (PEPs) have been a longstanding concern in the world of banking and finance, with their identification being a crucial element of anti-money laundering (AML) regulatory requirements for over two decades. Recent events, such as Russia's invasion of Ukraine, have propelled PEPs into the spotlight, as even prominent figures in British politics found themselves denied access to their bank accounts due to their PEP status, as Moody's Analytics discussed in their recent white paper.

AI is rapidly becoming an essential instrument for businesses around the world, particularly in the realm of risk management and compliance.

The evolving role of Chief Financial Officers (CFOs) now encompasses the realm of mandatory ESG reporting. As the responsibility for ensuring sustainable reporting standards falls on the shoulders of the CFOs, understanding the intricacies of the Corporate Sustainability Reporting Directive (CSRD) and the European Sustainability Reporting Standards (ESRS) becomes paramount.

As penalties continue to rise for record-keeping failures, a new report from Theta Lake found that almost 98% of financials services leaders it surveyed were...

BlueFlame AI, the generative AI platform tailored for alternative investment managers, has unveiled its distinguished panel of Strategic Advisors.

Compliance serves as the bedrock upon which businesses build trust, stability, and long-term sustainability in an ever-evolving regulatory environment. However, the intricacies of today's space often pose a significant challenge for FinTechs looking to effectively traverse the regulatory landscape.