Tag: Compliance

In a recent post, Saas firm Diligent detailed that regulatory compliance teams can build better training programs. 

Joe Schifano, Global Head of Regulatory Affairs at Eventus, made an appearance on the DerivSource podcast, ‘Living the Trade Lifecycle’.

Financial institutions often fall prey to money launderers who exploit these platforms to funnel, mask, transfer, and cleanse ill-gotten gains. This doesn’t just endanger the specific institution but imperils the credibility of the entire financial system.

RegTech firm Sigma Ratings recently provided a guide for companies to stay ahead of changing sanctions in the Canadian market.

MSB have emerged as a crucial part of the financial ecosystem, bridging a gap that once only traditional banks would fill.

Financial service providers, estate agents, and attorneys operating in South Africa face a critical challenge: aligning their processes with Directive 8.

A significant upgrade has been introduced to KYC Portal's application completeness feature, aiming to enhance the user experience.

Emojis, while being a widespread form of modern expression, can potentially cause legal problems for firms.

KYC Portal CLM has developed an approach that centres on the single customer view, streamlining the process of handling data.

In the ever-evolving landscape of financial crime, robust regulatory frameworks are indispensable.