Tag: Compliance

 With the current economic situation, if firms fail to offer their customers helpful financial simulation services they could lose customers now or in the next crisis. 

Smartlockr, a people-centric data security provider, has received an investment as it looks to grow internationally.

As digital payments continue to take the world by storm, Flagright has outlined the five essential steps FinTechs and neobanks can take to secure their digital payments.

As regulatory pressures continue to mount, what are the biggest priorities? Aveni, a UK-based RegTech platform, has outlined the top five things financial services CROs are currently prioritising.

In the face of current economic tribulations, companies are tightening their belts, seeking value in every pound spent. At the same time, criminal activity, particularly financial crime, escalates during such precarious times, amplifying the demand for effective and resilient financial crime mitigation programmes.

The US’ Financial Stability Board (FSB) has outlined new measures it will carry out to explore the risks of DeFi.

The FINRA Annual Conference brings together practitioners, peers and regulators to discuss the compliance space. Red Oak Compliance has released a whitepaper detailing some of the top pain points those attending the conference had.

With the financial industry a sector continuously ripe for disruption, the challenges surrounding risk and compliance in the industry are always evolving.

As financial companies face tougher regulators, ensuring risk management in AML compliance is becoming ever more important. 

Resistant AI, a fraud and financial crime prevention services provider, has received a clean System and Organization Controls (SOC) 2 Type 1 attestation report.