Tag: Compliance

The European Securities and Markets Authority (ESMA) has issued a statement to clarify its supervisory approach to position limits for commodity derivatives.

Ethics and compliance programmes are the biggest revolution in corporate governance to have ever occurred, according to a recent panel.

The European Banking Authority (EBA) has published its report on the monitoring of liquidity coverage ratio (LCR) implementation in the EU.

Palturai started as a conversation between friends. Now it is rapidly expanding across the globe.

CCO liability is still a big concern for chief compliance officers, but the recent speech from SEC commissioner Hester Pierce is helping to bring more clarity to the issues.

Artificial intelligence is becoming a common sight, but there are still fears around using the technology and ensuring it is not being misused.

AI data and financial compliance company Behavox added support of Twitter to its expanding list of applications covered by its compliance platform.

Digital compliance platform Apiax has reportedly received an investment from the Futury Regio Growth Fund to help its move into Germany.

Despite the Covid-19 crisis, Castlepoint Systems has managed to grow and is now gearing up to tackle data compliance issues around the world.

Worryingly, only 11% of manager understand the extent of the Federal Family and Medical Leave Act (FMLA), potentially leaving businesses open for law violations.