Tag: Compliance

In today's business landscape, marked by extensive regulatory demands and significant operational hazards, establishing strong GRC (Governance, Risk Management, and Compliance) frameworks is crucial for maintaining organisational integrity and achieving success.

Sprinto, a prominent player in the RegTech industry, has successfully closed a $20m Series B funding round. The investment was led by notable names including Accel, Elevation Capital, and Blume Ventures, positioning Sprinto for significant technological advancements.

In the financial sector, the spotlight has recently intensified on non-financial misconduct, spurred by the Financial Conduct Authority's (FCA) focused initiatives and investigations into issues like sexism, bullying, and discrimination.

Sanction Scanner conducted a comprehensive survey, gathering insights from over 400 respondents across more than 50 countries and various industries. The findings shed light...

In the banking industry, adhering to IT compliance standards is crucial for maintaining data security, safeguarding customer privacy, and ensuring financial stability. The sector is governed by an intricate web of standards, ranging from global benchmarks to protect against cyber threats and secure sensitive information. HCL BigFix stands out as a vital tool in helping financial institutions navigate these stringent compliance requirements.

Global Screening Services (GSS), a forefront runner in the RegTech industry, has successfully completed its Series A2 funding round, securing over $47m (£37m).

On 14 March 2023, FullCircl led a significant assembly of the UK's premier financial crime and compliance authorities to impart crucial insights and strategies...

Theta Lake, a pioneer in Digital Communications Governance (DCG) & Compliance, has announced a host of new product innovations which are designed to address evolving customer needs.

Baader Bank, a leading European partner for investment and banking services, has chosen Broadridge Financial Solutions, a global FinTech leader known for optimizing and delivering transformation and innovation across multiple jurisdictions, for its regulatory trade and transaction reporting solution.

In today's digital era, where business transactions and partnerships extend beyond borders, the importance of conducting due diligence cannot be overstated.