Tag: FCA

The Financial Conduct Authority (FCA) has warned stock trading app operators to review design features.

The Financial Conduct Authority (FCA) has said buy now, pay later heads could face up to two years in jail if they fail to tow the line on financial promotion rules.

The Financial Conduct Authority (FCA) has proposed a package of new measures to tackle the industry challenge of greenwashing. According to the FCA, the...

The UK’s Financial Conduct Authority (FCA) is seeking comments on the potential competition benefits and harms from Big Techs entering retail financial services sectors.

The Financial Conduct Authority (FCA) has fined Gatehouse Bank over £1.5m for substantial weaknesses in its financial crime system and controls.

The Financial Conduct Authority (FCA) will undertake a two-day ‘policy sprint’ to explore key considerations for a regulatory framework for open finance.

The Financial Conduct Authority has fined Sigma Broking £531,000 for failing to report crucial reports regarding market abuse.

The Financial Conduct Authority (FCA) has written to insurance industry CEOs to make customers are protected from unfair penalties, add-ons and unnecessary products.

The Financial Conduct Authority (FCA) has revealed it is establishing a new advisory committee to its board to work on ESG challenges.

The UK’s Financial Conduct Authority (FCA) has fined Citigroup Global Markets £12m for failing to properly implement the Market Abuse Regulation (MAR) trade surveillance requirements relating to the detection of market abuse.