Tag: FCA

The FCA has announced new proposals to regulate the BNPL market, offering millions of UK consumers the same protections afforded to users of traditional...

As compliance demands increase and regulations continue to tighten, financial institutions are under pressure to rethink their client lifecycle management processes. The traditional ‘one-size-fits-all’...

The Financial Conduct Authority (FCA) has fined Barclays a combined £42m for serious shortcomings in its financial crime risk management processes, stemming from two...

More than half of people who have followed financial advice they found on social media have ended up losing money, new research from TSB...

Digital bank Monzo has been ordered to pay a £21m fine by the Financial Conduct Authority (FCA) for failing to maintain robust anti-financial crime...

In today’s demanding regulatory landscape, keeping control over vast amounts of interaction data is no longer just a good idea — it’s an operational...

The FCA has unveiled plans to help millions in the UK better navigate pensions and investments by expanding access to financial advice.

As fund managers continue to navigate shifting regulations, the need for clear, up-to-date insights has never been more critical. To support firms looking to grow across borders, Zeidler has expanded its Global Knowledge Hub (GKH) with new updates, providing clarity on fund distribution in Hungary and the UK.

The asset management sector is entering a new regulatory era, marked by heightened scrutiny and evolving marketing rules. In 2024 alone, the US SEC issued a record number of enforcement actions targeting fund marketing activities.

The Financial Conduct Authority (FCA) has intensified scrutiny of the UK’s retirement income advice market, citing persistent failings in how advisers assess client needs and model sustainable withdrawal strategies.